The FIAU and the MFSA can and are given authority by law to perform inspections on subject persons and licensed entities. This course is aimed at Designated Non-Financial Business Providers and Corporate Service Providers and will give insight on the different supervisory engagements carried out.

Sample Topics Covered:

• The expectations of the relevant Regulators
• How to prepare for an FIAU or MFSA Inspection
• The various stages of an FIAU and/or an MFSA inspection
• Who would be requested to participate in an FIAU and/or an MFSA Inspection
• Common issues raised as a result of an FIAU/MFSA inspection – what can be improved?
• What to expect after the inspection
• Potential penalties

Date: 02 June 2023
Time: 09.00 - 12.00
Speaker: Dr Malcolm Mallia
Online